Regulation

Goldman Makes Final Redemption Requests As Volcker Looms

Nov 6 2014 | 2:43pm ET

P.E. Firms Fight Freedom Of Information Requests

Nov 5 2014 | 9:21am ET

Professor Says SEC Withholding Data That Could Predict Fraud

Nov 4 2014 | 4:11am ET

China Hedge Fund Industry Could Double

Nov 3 2014 | 10:18am ET

High-Speed Traders Getting Early Look At SEC Filings

Oct 30 2014 | 2:09pm ET

SEC Eyes Private-Equity Performance Claims

Oct 29 2014 | 1:03pm ET

Ex-Hedge Fund Manager To Help Lead SEC Exams

Oct 21 2014 | 7:37am ET

Ackman: Canada Better Than U.S. For Activists

Oct 17 2014 | 7:04am ET

G20 Regulators Move To Restrict Securities Financing Deals

Oct 14 2014 | 10:57am ET

Banking Group Wants Blanket Volcker Extension

Oct 10 2014 | 11:23am ET

From the current issue of

Chicago-based independent futures brokerage and clearing firm R.J. O’Brien & Associates (RJO) has hired industry veteran Daniel Staniford as Executive Director, responsible for the firm’s institutional business development in New York and London.

AVAILABLE NOW at BARNES & NOBLE

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