Feb 26 2010 | 3:52pm ET
The commission voted Wednesday to strictly limit short sales of stocks that drop 10% or more in a single day.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…