Apr 5 2010 | 12:24pm ET
A Canadian regulator has fined 11 men it says illegally sold products linked to hedge fund Norshield Asset Management, which collapsed five years ago.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…