May 12 2010 | 12:49pm ET
It’s not a policy change, but it’s certainly a topic of conversation for members of the U.S. Dept. of Justice. For the second time in a week, a department official has said the days of criminal trials invariably preceding Securities and Exchange Commission civil trials are over.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…