May 21 2010 | 12:24pm ET
A snafu at the Securities and Exchange Commission has offered an unexpected look at Citadel Investment Group’s nascent investment banking operations.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…