Apr 12 2011 | 1:11pm ET
Barai admitted last Monday that he had an analyst at his firm, Jason Pflaum, listen in on phone calls with former Primary Global Research consultant Winifred Jiau in which the latter offered confidential information.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…