Jun 27 2011 | 1:28pm ET
The Securities and Exchange Commission has asked a court to order the last of the 28 people charged in the Galleon Group insider-trading case to avoid conviction to pay almost $10 million.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…