Sep 6 2011 | 4:04am ET
Carl Huttenlocher's Myriad Asset Management was expected to debut on Sept. 1. But Hong Kong's Securities and Futures Commission has postponed awarding the new firm its license pending an investigation of the allegations that Huttenlocher's fund at Highbridge Capital Management improperly valued assets or that the fund's redemption gate and eventual payout plan were designed to inflate fees at the expense of clients.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…