Compliance: A Key Cornerstone of Operational Due Diligence

Oct 20 2011 | 9:27am ET

By Nick Rice, PAAMCO -- Given recent scandals in the investment management industry and increasing regulatory oversight, compliance has become an increasingly important and useful focus area when conducting due diligence on asset managers. The responsibilities and duties attached to managing money on another’s behalf mean that providers of financial services merit close regulatory oversight.


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Publisher's Note

    Hedge Funds Care Gala Raises $2 Million For Charity

    Mar 10 2014 | 11:33am ET

    A huge thank you to all of the people who helped make last Thursday’s HFC NY Open Your Heart to the Children Benefit such a success. The charity gala raised nearly $2 million to prevent and treat child abuse in New York, New Jersey and Connecticut. Read more…