Nov 18 2011 | 10:17am ET
A Florida man has been accused of using a phony hedge fund to lure clients into investing $12.6 million by promising access to highly-sought-after initial public offerings.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…