Nov 22 2011 | 8:34am ET
David L. Kugel, a former senior trader with Bernard L. Madoff Investment Securities, pleaded guilty on Monday in a Manhattan federal court to having helped create fake, backdated trades to defraud BLMIS clients.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…