Jan 26 2012 | 9:51am ET
The Securities and Exchange Commission is likely to step up its oversight of—and actions against—private equity firms over the next few years, the co-head of its asset management enforcement unit said yesterday.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…