Jun 26 2013 | 12:21pm ET
Having trouble making conventional insider-trading charges stick against SAC Capital Advisors or founder Steven Cohen, federal prosecutors may seek to allege that Cohen was willfully blind to the allegedly illegal activities of his subordinates.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…