Oct 5 2007 | 11:04am ET
In January, Massachusetts Secretary of the Commonwealth William Galvin sued activist hedge fund manager Philip Goldstein for soliciting unqualified investors.
The always-quotable founder of Bulldog Investors let loose: “I’m not going to let some pompous ass sitting in Boston tell me I can’t talk to somebody or give somebody information when they ask for it,” he said in February.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…